-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q2gP5BfdVrqwJqpSmj7s8Z2qCKxq518Cz/ATrIEtHfoSzc9lqAUDtMHlgX6VgJ5D dhZFwsSIeWMs8o+TOaSmnQ== 0001005477-01-003916.txt : 20010710 0001005477-01-003916.hdr.sgml : 20010710 ACCESSION NUMBER: 0001005477-01-003916 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010709 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COMTECH TELECOMMUNICATIONS CORP /DE/ CENTRAL INDEX KEY: 0000023197 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 112139466 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-14443 FILM NUMBER: 1676988 BUSINESS ADDRESS: STREET 1: 105 BAYLIS RD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 5167778900 MAIL ADDRESS: STREET 1: 105 BAYLIS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 FORMER COMPANY: FORMER CONFORMED NAME: COMTECH INC DATE OF NAME CHANGE: 19870503 FORMER COMPANY: FORMER CONFORMED NAME: COMTECH TELECOMMUNICATIONS CORP DATE OF NAME CHANGE: 19831215 FORMER COMPANY: FORMER CONFORMED NAME: COMTECH LABORATORIES INC DATE OF NAME CHANGE: 19780425 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KORNBERG FRED CENTRAL INDEX KEY: 0000904465 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 105 BAYLIS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 516-777-8900 MAIL ADDRESS: STREET 1: 105 BAYLIS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 SC 13D/A 1 0001.txt AMENDMENT NO.5 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 25049 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Comtech Telecommunications Corp. (Name of Issuer) Common Stock, par value $.10 per share (Title of Class of Securities) 205826209 (CUSIP Number) Gail Segui 105 Baylis Road Melville, NY 11747 (631) 777-8900 (Name, Address and Telephone Number of Person Authorized to Received Notices and Communications) September 04, 1998 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box |_|. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D - -------------------------------- CUSIP No. 205826209 - -------------------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Fred Kornberg ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) | | (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 403,500 (Includes right to acquire 138,000 shares) -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY None OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 403,500 (Includes right to acquire 138,000 shares) WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 403,500 (Includes right to acquire 138,000 shares) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) |X| Excludes 3,000 shares held in a trust for which Mr. Kornberg is a trustee and has a 1% ownership in and for which he disclaims beneficial ownership. - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.3% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- Amendment No. 5 to Schedule 13D The information provided below represents amendments or additions to the information provided in the Schedule 13D and amendments previously filed by Mr. Kornberg. The purpose of this Amendment No. 5 is to report the acquisition of additional shares by Mr. Kornberg and the beneficial ownership of certain additional shares of common stock through the grant of stock options. (See exhibit filed.) Item 3. Source and Amount of Funds or Other Consideration The aggregate purchase price for the 25,500 shares, the acquisition of which is reported in this Amendment No. 5 was $81,050. The source of the purchase price was the personal funds of Mr. Kornberg. Item 4. Purpose of Transaction Hold acquired shares for investment purposes. Item 5. Interest in Securities of the Issuer. (a) See Page 2 of cover page (b) See Page 2 of cover page (c) See Schedule 1 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ Fred Kornberg ------------------------- Fred Kornberg Date: June 21, 2001 Schedule 1 Transactions referred to in this Amendment No. 5 (1) Share Purchases Date # of Shares Price Per Share Total Cost ---- ----------- --------------- ---------- 09/04/98 7,500 3.607 27,050 04/20/00 3,000 (2) 3.000 9,000 04/30/01 5,000 (2) 3.000 15,000 05/31/01 5,000 (2) 3.000 15,000 06/29/01 5,000 (2) 3.000 15,000 ------ ------ Total: 25,500 81,050 ====== ====== (1) Reflects a 3 for 2 stock split effective 7/30/99. (2) This transaction was the exercise of Incentive Stock Options that had been previously granted to Mr. Kornberg. Stock Option Grant Mr. Kornberg has been granted Stock Options under Comtech Telecommunications Corporation Incentive Stock Option plans as shown in the table below. These options are subject to certain terms and agreements and vesting schedules. Date of Grant # of Shares Exercise Price Date Exercisable ------------- ----------- -------------- ---------------- 06/29/99 30,000 (1) 7.50 (3) 10/19/00 20,000 (2) 15.00 (3) 12/12/00 50,000 (2) 11.38 (3) (1) Comtech Telecommunications Corp. 1993 Incentive Stock Option Plan. (2) Comtech Telecommunications Corp. 2000 Stock Incentive Plan (3) Exercisable at the rate of 20 percent per year commencing one year from date of grant. -----END PRIVACY-ENHANCED MESSAGE-----